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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

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COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

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APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

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COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

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COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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