Search Result

81 - 100 of 611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

PERG 2.7 Activities: a broad outline

As Published: 2005

PERG 2.7 Activities: a broad outline

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives