Search Result

61 - 80 of 666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction