Search Result

61 - 80 of 565 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 8.1 Application

As Published: 2005

LR 8.1 Application

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom