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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

MCOB 4.2 Purpose

As Published: 2004

MCOB 4.2 Purpose

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose