Search Result

601 - 620 of 668 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3