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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units