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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

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ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

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ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

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PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

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