Search Result

541 - 560 of 729 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

MCOB 10.1 Application

As Published: 2004

MCOB 10.1 Application

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA