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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

COB 10.1 Application

As Published: 2006

COB 10.1 Application

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale