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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

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COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

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