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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data