Search Result

461 - 480 of 620 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 8.1 Application

As Published: 2005

LR 8.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions