Search Result

461 - 480 of 622 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information