Search Result

461 - 480 of 637 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events