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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms