Search Result

441 - 460 of 470 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms