Search Result

441 - 460 of 553 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

COB 10.1 Application

As Published: 2006

COB 10.1 Application

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members