Search Result

421 - 440 of 508 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities