Search Result

401 - 420 of 657 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles