Search Result

401 - 420 of 655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules