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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

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DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

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LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

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LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

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LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

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SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

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PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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