Search Result

361 - 380 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order