Search Result

341 - 360 of 607 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing