Search Result

341 - 360 of 655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability