Search Result

321 - 340 of 601 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

DTR 3.1

As Published: 2005

DTR 3.1

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application