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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2