Search Result

321 - 340 of 662 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

…

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

…

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

…

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

…

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

…

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

…

MCOB 6.2 Purpose

As Published: 2004

MCOB 6.2 Purpose

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

…

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

…

MCOB 9.2 Purpose

As Published: 2004

MCOB 9.2 Purpose

…