Search Result

321 - 340 of 686 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

…

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

…

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

…

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

…

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

…

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

…

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

…

COB 10.1 Application

As Published: 2006

COB 10.1 Application

…

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

…

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

…

MCOB 4.6 Cancellation of distance mortgage mediation contracts

As Published: 2004

MCOB 4.6 Cancellation of distance mortgage mediation contracts

…

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

…

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

…

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

…

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

…

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

…