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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

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COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

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SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

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SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

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DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

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LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

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SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

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FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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