Search Result

281 - 300 of 415 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PR App 3.1

As Published: 2005

PR App 3.1

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties