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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

PERG 1.4 General guidance to be found in PERG

As Published: 2005

PERG 1.4 General guidance to be found in PERG

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities