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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose