Search Result

201 - 220 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles