Search Result

201 - 220 of 650 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities