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REC 2.8 Settlement and clearing services
As Published: 2004
REC 2.8 Settlement and clearing services
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LR 9.4 Documents requiring prior approval
As Published: 2005
LR 9.4 Documents requiring prior approval
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SUP 13.4 Providing cross border services into another EEA State
As Published: 2001
SUP 13.4 Providing cross border services into another EEA State
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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies
As Published: 2004
REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies
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COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2003
COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)
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PERG 4.11 Link between activities and the United Kingdom
As Published: 2005
PERG 4.11 Link between activities and the United Kingdom
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TC 2.1 Application: who? where? and what?
As Published: 2002
TC 2.1 Application: who? where? and what?
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CASS 1.2 General application: who? what?
As Published: 2003
CASS 1.2 General application: who? what?
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DTR 1.3 Information gathering and publication
As Published: 2005
DTR 1.3 Information gathering and publication
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