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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

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CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PR App 1.1

As Published: 2005

PR App 1.1

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ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

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PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

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