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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information