Search Result

221 - 240 of 579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure