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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

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LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

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APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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COB 11.1 Application

As Published: 2006

COB 11.1 Application

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REC 3.23 Default

As Published: 2001

REC 3.23 Default

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

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