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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors