Search Result

401 - 420 of 452 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations