Search Result

261 - 280 of 590 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation