Search Result

261 - 280 of 335 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PR App 1.1

As Published: 2005

PR App 1.1

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document