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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements