Search Result

201 - 220 of 708 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 1.1

As Published: 2005

PR App 1.1

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing