Search Result

61 - 80 of 554 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 1.1 Application

As Published: 2005

REC 1.1 Application

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose