Search Result

601 - 620 of 706 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

REC 3.23 Default

As Published: 2001

REC 3.23 Default

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

LR 16.1 Application

As Published: 2005

LR 16.1 Application

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information