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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application