Search Result

181 - 200 of 643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses